The Insured Retirement Institute has publicly opposed the New Jersey Department of Labor and Workforce Development’s proposed redefinition of “independent contractors,” stating that the guidelines ...

Cetera's policy advocacy leader explains how gig worker protection proposal might hurt independent financial advisors, and why it's "a complete outlier" in the current legal landscape.

The proposals are likely to resonate with financial advisors who operate as independent contractors through broker-dealers. The Financial Services Institute (FSI), which represents independent ...

Advisory firms are in flux due to cresting retirements, but independent registered investment advisers are expected to increase by 12% by 2028, according to new research from market intelligence firm ...

The impact of years-long consolidation in the broker-dealer industry is showing loud and clear in FINRA's latest industry snapshot, which showed large firms accounting for the large majority of ...

The financial services industry is stepping up its battle against a proposed rule in New Jersey that could stop independent financial advisors from running their own firms and make it nearly ...

Advisors share why they joined Raymond James’ independent broker-dealer from Ameriprise.

Thomas Goodson, CEO of The AmeriFlex Group, says independent broker-dealer Cambridge is a better fit for his firm’s strategy of offering advisors multiple affiliation options.

Advisors share why they joined Raymond James’ independent broker-dealer from Ameriprise.