The latest settlements bring Stifel’s liability for the former broker’s ill-fated structured notes strategy to more than $184 ...
Almost two dozen claims have been filed against the firm over a former rep’s sale of the notes. Sources say that adds ...
Uber Technologies Inc. (NYSE:UBER) is one of the stocks that should double in 3 years. On October 24, Stifel raised the ...
The gross proceeds to MapLight from the initial public offering and the concurrent private placement, before deducting underwriting discounts and commissions and offering expenses, were $296.3 million ...
Eaton Partners (“Eaton”), one of the largest placement agents and fund advisory firms and a wholly owned subsidiary of Stifel ...
Stifel has expanded its execution services team in Europe, with the additions of Jack Harvey and Yannis Bouchakour, The TRADE ...
Financial services company Equitable announced yesterday that its affiliate Equitable Advisors had agreed to buy Stifel Independent Advisors, an independent broker-dealer managing about $9 billion in ...
Stifel Financial Corp. continued its long-term move away from the independent broker-dealer industry when it said on Monday ...
To accelerate growth for its wealth management business, financial services firm Equitable announced Oct. 27 that it has entered into an agreement to acquire Stifel Independent Advisors, LLC.
Stifel Financial’s independent broker/dealer and registered investment advisory firm has more than 110 advisers with ...
Equitable has agreed to buy Stifel Independent Advisors, the independent broker-dealer unit of Stifel Financial, which has ...
The St. Louis-based financial services giant plans to sell its independent broker-dealer unit, which has about $9 billion in ...