Edward Jones reported solid growth in income for the first quarter of this year as its advisor ranks and client ranks grew.

The Investment Adviser Association has proposed a series of recommendations regarding the way the Securities and Exchange Commission prioritizes its work and changes its processes.

Wirehouses, independent broker-dealers and regional firms could see a shortfall of tens of billions of dollars a year under a possible new approach by the Securities and Exchange Commission to mutual ...

Just when it seemed Ameriprise and LPL Financial were making progress in their long-running legal spat over recruiting, a group of LPL financial advisors disrupted the peace.

The Consumer Financial Protection Bureau says it plans to rescind nearly 70 policy and regulatory guidance documents dating to 2011, according to Reuters.